Herring Global | About Us

Herring Global is a boutique crypto market-making firm based in Singapore. The company was founded by a team of highly accomplished trading specialists with years of experience in various tradFi trading outfits. At the heart of our mission lies a commitment to deploying advanced proprietary algorithmic trading systems. Our mission is to provide unparalleled liquidity solutions that span the entirety of trading venues in the digital asset domain.

Position Summary

This is a full-time Compliance Analyst position based in Singapore. We are looking for a dynamic and self-driven professional to collaborate with our Head of Compliance and manage the entire compliance process. As a Compliance Generalist, your day-to-day responsibilities will involve conducting counterparty due diligence, performing on-chain analysis, screening, transaction reviews, supporting audits, reporting suspicious transactions, and ensuring compliance with financial regulations and industry standards. 

Job Responsibilities:

• Assist in counterparty onboarding, act as a single point of contact to communicate and resolve all queries related to onboarding matters.
• Ability to resolve and negotiate blockers with counterparty. Work with technology team to improve workflow and processes.
• Responsible for full spectrum of KYC & AML duties, including Due Diligence checks on new counterparties and periodic review on existing relationships
• Conduct ongoing transaction monitoring and wallet screening
• Work with various stakeholders including tech and traders to develop scalable tools to comply with AML/CTF and other standards
• Assist in other ad-hoc task or project to facilitate a strong compliance and risk culture

Job requirements:

• At least 2-3 years experiences preferably in compliance related role in financial institution background, experience in web3, digital asset space is advantageous  
• Candidate with industry certification such as CAMS is a plus
• Good understanding of company constitutional and business documents
• Excellent communication skill, able to read and write in a second language is a plus
• Demonstrate good interpersonal skills, organization and attention to detail
• Self-motivated and proactive with willingness to learn about new tools such as on-chain monitoring
• Willingness to upskill and move into regulatory know-how in local and specific jurisdiction is a plus